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Regulation and legal framework

Bank Act (Canada)

Français : Loi sur les banques (Canada)

Federal law governing the incorporation, activities and oversight of Canadian chartered banks, including their mortgage, deposit and lending activities.

Definition

The Bank Act (S.C. 1991, c. 46) is the primary federal law regulating banking institutions in Canada.

**Scope**: - Applies to federally chartered banks (Schedule I, II, III) - Schedule I: widely-held Canadian banks (RBC, TD, BMO, NBC, Scotiabank, CIBC) - Schedule II: Canadian subsidiaries of foreign banks (HSBC, Citibank Canada, etc.) - Schedule III: branches of foreign banks

**Mortgage relevance**: - Defines the types of loans banks may grant (including residential mortgages) - Establishes rules for disclosure of borrowing costs to consumers - Empowers OSFI to set capital and liquidity requirements - Governs rules for resolving bank complaints

**OSFI (Office of the Superintendent of Financial Institutions)**: OSFI is the federal prudential regulator of banks. Guideline B-20 (Residential Mortgage Underwriting Practices and Procedures) is the main tool for regulating mortgage origination criteria.

**Relationship with provincial regulation**: Banks are federally regulated — mortgage brokers are provincially regulated (OACIQ in Quebec, BCFSA in BC, RECA in Alberta). A mortgage broker submits applications to banks but is not governed by the Bank Act.

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This definition is provided for informational purposes only and does not constitute legal, tax, or financial advice. For a personal situation, consult an AMF-licensed mortgage broker, notary, accountant, or the relevant financial institution.